RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• S••••••
- D•••••• independent RIA currentsince Jul 1, 2021 · Phoenix, Az
- R•••••• J•••• • A••••••••• I••• national BDJan 20, 2011 to Jul 12, 2021 · Grand Rapids, Mi
- O••••••••• • C•• I••• BD affiliatedOct 18, 2006 to Jan 7, 2011 · Grand Rapids, Mi
- R•••••• J•••• • A••••••••• I••• to D••••••left Jul 12, 2021, registered Jul 1, 2021 (-11 days) · Affiliated broker-dealer or bank to independent RIA
- O••••••••• • C•• I••• to R•••••• J•••• • A••••••••• I•••left Jan 7, 2011, registered Jan 20, 2011 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address