RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A• E•••••••
- C•••••• independent RIA currentsince Oct 12, 2022 · Boston, Ma
- E•••• V•••• W••••••• A••••••• formerJul 30, 2018 to Oct 11, 2022 · B•••••, Ma
- B••••• F•••••••• M••••••••• L•• formerMay 9, 2016 to Jun 6, 2018 · B•••••, Ma
- E•••••• I••••••••• M••••••••• L•• formerOct 18, 2005 to May 13, 2016 · B•••••, Ma
- E•••• V•••• W••••••• A••••••• to C••••••left Oct 11, 2022, registered Oct 12, 2022 (1 days) · RIA to RIA · moved with a team
- B••••• F•••••••• M••••••••• L•• to E•••• V•••• W••••••• A•••••••left Jun 6, 2018, registered Jul 30, 2018 (54 days) · RIA to RIA
- E•••••• I••••••••• M••••••••• L•• to B••••• F•••••••• M••••••••• L••left May 13, 2016, registered May 9, 2016 (-4 days) · Other · moved with a team
- J••••••• A• E••••••• left E•••• V•••• W••••••• A••••••• for Corient (registered 2022-10-12)Oct 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address