DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••••• M••••

A••••••••• F•••••••• S•••••••• L••national BDTulsa, Ok dual registrantIAPD 5037978

Feed of 09/14/2026

Also filed as Patricia Carmichael

At current firm

0 y

since Mar 27, 2026

In the industry

19 y

since May 30, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Mar 27, 2026 · Tulsa, Ok
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 15, 2025 to Apr 1, 2026 · Broken Arrow, Ok
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Aug 18, 2020 to Jan 27, 2025 · Tulsa, Ok
C••••• A••••••• L•• former
Nov 1, 2017 to Aug 18, 2020 · Tulsa, Ok
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 29, 2017 to Oct 26, 2017 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Apr 1, 2026, registered Mar 27, 2026 (-5 days) · Affiliated broker-dealer or bank to another
C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Jan 27, 2025, registered Jan 15, 2025 (-12 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 18, 2020, registered Aug 18, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to C••••• A••••••• L••
left Oct 26, 2017, registered Nov 1, 2017 (6 days) · Other

Signals

P••••••• M•••• left C••••• I••••••••• A••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-03-27)
Apr 1, 2026 · Advisor changed firm · fact
P••••••• M•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-01-15)
Jan 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address