RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• B••••
- L•• F•••••••• L•• BD affiliated currentsince May 12, 2026 · Prescott, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 1, 2020 to May 19, 2026 · Prescott, Az
- G••••• W••••• M••••••••• I••• BD affiliatedApr 13, 2010 to Oct 23, 2020 · Prescott, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left May 19, 2026, registered May 12, 2026 (-7 days) · corporate re-registration, not a move
- G••••• W••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 23, 2020, registered Dec 1, 2020 (39 days) · Affiliated broker-dealer or bank to another · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address