RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Davison, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 30, 2021 to Mar 31, 2025 · Davison, Mi
- C••••••• S••••••••• I••• BD affiliatedNov 21, 2017 to Nov 5, 2019 · Southfield, Mi
- S•• BD affiliatedJan 5, 2015 to Nov 20, 2017 · Ann Arbor, Mi
- L•• F•••••••• L•• BD affiliatedJul 30, 2012 to May 2, 2014 · Coopersville, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 16, 2011 to Aug 13, 2012 · Livonia, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 5, 2019, registered Sep 30, 2021 (695 days) · Affiliated broker-dealer or bank to another
- S•• to C••••••• S••••••••• I•••left Nov 20, 2017, registered Nov 21, 2017 (1 days) · Other
- L•• F•••••••• L•• to S••left May 2, 2014, registered Jan 5, 2015 (248 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 13, 2012, registered Jul 30, 2012 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address