DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kelli Annette Miller

LPL Financial LLCBD affiliatedAustin, Txdual registrantIAPD 5041001

Feed of 09/14/2026

Also filed as Kelli Annette Gill

At current firm

0 y

since May 7, 2026

In the industry

16 y

since Sep 23, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 7, 2026 · Austin, Tx
Ameriprise Financial Services, LLC national BD
Oct 26, 2024 to May 20, 2026 · San Antonio, Tx
Cetera Investment Advisers LLC BD affiliated
Aug 20, 2024 to Sep 3, 2024 · Houston, Tx
Next Financial Group, Inc. former
Dec 8, 2023 to Aug 22, 2024 · Houston, Tx
RBC Capital Markets, LLC national BD
Feb 2, 2023 to Dec 13, 2023 · Houston, Tx
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Jan 27, 2023 · Houston, Tx
Chase Investment Services Corp. former
Sep 25, 2009 to Oct 1, 2012 · Pasadena, Tx

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to LPL Financial LLC
left May 20, 2026, registered May 7, 2026 (-13 days) · Affiliated broker-dealer or bank to another
Cetera Investment Advisers LLC to Ameriprise Financial Services, LLC
left Sep 3, 2024, registered Oct 26, 2024 (53 days) · Affiliated broker-dealer or bank to another
Next Financial Group, Inc. to Cetera Investment Advisers LLC
left Aug 22, 2024, registered Aug 20, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
RBC Capital Markets, LLC to Next Financial Group, Inc.
left Dec 13, 2023, registered Dec 8, 2023 (-5 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to RBC Capital Markets, LLC
left Jan 27, 2023, registered Feb 2, 2023 (6 days) · Wirehouse to affiliated broker-dealer or bank
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

Kelli Annette Miller left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-05-07)
May 20, 2026 · Advisor changed firm · fact
Kelli Annette Miller left Cetera Investment Advisers Llc for Ameriprise Financial Services, Llc (registered 2024-10-26)
Sep 3, 2024 · Advisor changed firm · fact
Kelli Annette Miller left Next Financial Group, Inc. for Cetera Investment Advisers Llc (registered 2024-08-20)
Aug 22, 2024 · Advisor changed firm · fact
Kelli Annette Miller left Rbc Capital Markets, Llc for Next Financial Group, Inc. (registered 2023-12-08)
Dec 13, 2023 · Advisor changed firm · fact
Kelli Annette Miller left J.P. Morgan Securities Llc for Rbc Capital Markets, Llc (registered 2023-02-02)
Jan 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address