RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• B••••••
- O••••••••• • C•• I••• BD affiliated currentsince Jan 23, 2023 · Coral Gables, Fl
- M••••• S•••••• wirehouseSep 29, 2014 to Jan 26, 2023 · Miami, Fl
- A•••••• I••••••••• I••• independent RIAApr 16, 2008 to Sep 29, 2014 · Coral Gables, Fl
- M••••• S•••••• to O••••••••• • C•• I•••left Jan 26, 2023, registered Jan 23, 2023 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A•••••• I••••••••• I••• to M••••• S••••••left Sep 29, 2014, registered Sep 29, 2014 (0 days) · Other
- Javier Alfredo Briceno left Morgan Stanley for Oppenheimer & Co. Inc. (registered 2023-01-23)Jan 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address