DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• H•••• R•••••••

S••••• F••••••••• L••BD affiliatedPalm Beach, Fl IA-onlyIAPD 5041734

Certified Financial Planner

Feed of 09/15/2026

Also filed as Haley Rockwell

At current firm

0 y

since Feb 2, 2026

In the industry

20 y

since Apr 6, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• F••••••••• L•• BD affiliated current
since Feb 2, 2026 · Palm Beach, Fl
U•• F•••••••• S••••••• I••• wirehouse
Nov 13, 2020 to Dec 12, 2025 · Stamford, Ct
D••••••• S••••••••• L•• independent RIA
Dec 11, 2014 to Nov 18, 2020 · New York, Ny
C•••••• B••••• A••••••• independent RIA
Nov 30, 2012 to Nov 20, 2014 · Westport, Ct
C••••••••• C••••••••• former
Apr 7, 2006 to Jul 26, 2013 · Greenwich, Ct

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to S••••• F••••••••• L••
left Dec 12, 2025, registered Feb 2, 2026 (52 days) · Wirehouse to affiliated broker-dealer or bank
D••••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left Nov 18, 2020, registered Nov 13, 2020 (-5 days) · RIA to wirehouse
C•••••• B••••• A••••••• to D••••••• S••••••••• L••
left Nov 20, 2014, registered Dec 11, 2014 (21 days) · Other
C••••••••• C••••••••• to C•••••• B••••• A•••••••
left Jul 26, 2013, registered Nov 30, 2012 (-238 days) · Other

Signals

E•••••••• H•••• R••••••• left U•• F•••••••• S••••••• I••• for S••••• F••••••••• L•• (registered 2026-02-02)
Dec 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address