DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••• D• H••••••

M•••• W••••• M••••••••• L••state registeredMiami, FlIA-onlyIAPD 5042144

Feed of 09/14/2026

Also filed as N••• H••••••

At current firm

7 y

since Jan 22, 2019

In the industry

16 y

since Oct 13, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• W••••• M••••••••• L•• state registered current
since Jan 22, 2019 · Miami, Fl
I••••••• A••••••• S•••••••• L•• mixed wealth
Jan 24, 2018 to Jan 7, 2019 · Miami, Fl
I••••••• W••••• A•••••••• L•• former
Mar 27, 2015 to Dec 14, 2018 · Miami, Fl
R•• C•••••• M••••••• L•• national BD
Jul 15, 2011 to Apr 6, 2015 · Miami, Fl
V••••• F•••••••• M••••••••• I••• BD affiliated
Jul 2, 2010 to Jul 18, 2011 · New York, Ny
O••••••••• • C•• I••• BD affiliated
Oct 14, 2009 to Jul 1, 2010 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

I••••••• A••••••• S•••••••• L•• to M•••• W••••• M••••••••• L••
left Jan 7, 2019, registered Jan 22, 2019 (15 days) · Affiliated broker-dealer or bank to a state-registered adviser
I••••••• W••••• A•••••••• L•• to I••••••• A••••••• S•••••••• L••
left Dec 14, 2018, registered Jan 24, 2018 (-324 days) · Other · moved with a team
R•• C•••••• M••••••• L•• to I••••••• W••••• A•••••••• L••
left Apr 6, 2015, registered Mar 27, 2015 (-10 days) · Other · moved with a team
V••••• F•••••••• M••••••••• I••• to R•• C•••••• M••••••• L••
left Jul 18, 2011, registered Jul 15, 2011 (-3 days) · Affiliated broker-dealer or bank to another
O••••••••• • C•• I••• to V••••• F•••••••• M••••••••• I•••
left Jul 1, 2010, registered Jul 2, 2010 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address