RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J•••• B••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jun 9, 2015 · Lincroft, Nj
- I••••••••• F•••••••• P••••••• BD affiliatedSep 11, 2014 to Jun 8, 2015 · Sant Paul, Mn
- F•••••••• T••••••• I••• formerJul 17, 2014 to Sep 9, 2014 · San Rafael, Ca
- I••••••••• F•••••••• P••••••• to W•••• I••••••••• A•••••••• L••left Jun 8, 2015, registered Jun 9, 2015 (1 days) · Other
- F•••••••• T••••••• I••• to I••••••••• F•••••••• P•••••••left Sep 9, 2014, registered Sep 11, 2014 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address