DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• P•••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Kevin Raymond Peters
At current firm
3 y
since Nov 8, 2022
In the industry
20 y
since Jan 7, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 8, 2022 · Saddle Brook, Nj
- T••••••• I••••••••• M••••••••• I••• BD affiliatedSep 22, 2016 to Nov 9, 2022 · Montvale, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 3, 2015 to Sep 15, 2016 · Saddle Brook, Nj
- H••• S••••••••• •••• I••• BD affiliatedJul 26, 2013 to Jun 10, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 9, 2022, registered Nov 8, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Sep 15, 2016, registered Sep 22, 2016 (7 days) · Other
- H••• S••••••••• •••• I••• to M•• I•••••••• S•••••••• L••left Jun 10, 2014, registered Mar 3, 2015 (266 days) · Other
Signals
- K•••• P••••• left T••••••• I••••••••• M••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-11-08)Nov 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address