DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allison M Taylor
Feed of 09/16/2026
Also filed as Allison Marie Taylor
At current firm
5 y
since Dec 4, 2020
In the industry
20 y
since Feb 20, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Dec 4, 2020 · Alexandria, Va
- Oppenheimer & Co. Inc. BD affiliatedOct 3, 2016 to Dec 11, 2020 · Washington, Dc
- Truist Advisory Services, Inc. BD affiliatedSep 21, 2016 to Sep 30, 2016 · Alexandria, Va
- Suntrust Investment Services, Inc. formerJan 13, 2010 to Sep 30, 2016 · Burke, Va
- Bb&T Investment Services, Inc. formerOct 22, 2007 to Jan 7, 2010 · Springfield, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 5, 2007 to Jun 28, 2007 · Fredericksburg, Va
- Ameriprise Financial Services, LLC national BDApr 11, 2006 to Aug 22, 2006 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer & Co. Inc. to Ameriprise Financial Services, LLCleft Dec 11, 2020, registered Dec 4, 2020 (-7 days) · Affiliated broker-dealer or bank to another
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Sep 30, 2016, registered Sep 21, 2016 (-9 days) · Other
- Truist Advisory Services, Inc. to Oppenheimer & Co. Inc.left Sep 30, 2016, registered Oct 3, 2016 (3 days) · Other
- Bb&T Investment Services, Inc. to Suntrust Investment Services, Inc.left Jan 7, 2010, registered Jan 13, 2010 (6 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bb&T Investment Services, Inc.left Jun 28, 2007, registered Oct 22, 2007 (116 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 22, 2006, registered Feb 5, 2007 (167 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address