DFX Intelligence

RIA Intelligence

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SEC-registered adviser

A••••••• A•••••••• L••

Independent wealth managerGrand Rapids, MichiganCRD 284100SEC 801-135477website IAPD

Latest filing Mar 23, 2026

First filing on the tape Mar 23, 2026 · 1 filings

SEC status approved since Mar 4, 2026

RAUM

$159M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$158M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$22.7M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

1 filings and snapshots on the tape

RAUM: $159M

HNW client RAUM: $107M

State-registered IARs (5.B.3): 7

Employees (5.A): 9

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Mar 23, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $22.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 35derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $283,734derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 1.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody: $69.0M, 121 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$107M67%
Individuals$51.3M32%
Corporations and businesses$336,7640.2%

Individual clients: 196reported
HNW clients: 47reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 559reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $69.0M for 121 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

7 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••••• P••••• D•••••••	Grand Rapids, Mi	Sep 24, 2020	20 y	6
E•••••••• A••• B••••••	Grand Rapids, Mi	Feb 4, 2021	11 y	4
M•••••• R••••••• C•••	Grand Rapids, Mi	Feb 4, 2021	23 y	2
A••• P• T••••••••	Grand Rapids, Mi	Mar 6, 2021	15 y	2
J••• A••• H•••	Grand Rapids, Mi	Jan 31, 2022	27 y	2
J••••• T••••• B•••••••	Grand Rapids, Mi	Jun 3, 2025	10 y	1
L•••• A•••••••	Grand Rapids, Mi	Jun 5, 2025	20 y	4

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

A•••• M•••••• S•••• to L••••••• C••••••• L••
Aug 14, 2024 · RIA to RIA
M••••••• L••••• F••• to E••••• A•••••••• L••
Apr 4, 2023 · RIA to a state-registered adviser
J••• M•••••• T••••••••• to R• I••••••••• S••••••••• L••
May 5, 2021 · RIA to a newly registered adviser
M•••••• A• L•••• to S••••• M•••••••••
May 15, 2018 · RIA to RIA

Joined, latest

L•••• A••••••• from L••• K••• • C••••••
Jun 5, 2025 · RIA to RIA
J••••• T••••• B••••••• from L••• K••• • C••••••
Jun 3, 2025 · RIA to RIA
A•••• M•••••• S•••• from O•••• W•••••• I•••
Oct 16, 2023 · Affiliated broker-dealer or bank to independent RIA
M••••••• L••••• F••• from L••••••• R••••••••• C•••
Feb 9, 2023 · Other
J••• A••• H••• from L••••••• C••••••• L••
Jan 31, 2022 · Other
A••• P• T•••••••• from P•• A•••••••• L••
Mar 6, 2021 · Other
E•••••••• A••• B•••••• from L••••• P••••••• • A••••••••• I•••
Feb 4, 2021 · RIA to RIA
M•••••• R••••••• C••• from L••••• P••••••• • A••••••••• I•••
Feb 4, 2021 · RIA to RIA
J••••• P••••• D••••••• from I••••••••• C••••••••• G•••• I••
Sep 24, 2020 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from L••• K••• • C••••••
Sep 8, 2025 · Holland, Mi
2 joined from L••••• P••••••• • A••••••••• I•••
Dec 31, 2021 · Grand Rapids, Mi

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••• E••••••••• A••• · Managercontrol
since 02/2021 · owns less than 5%
C•••• M••••••• R••••••• · Manager / Ccocontrol
since 02/2021 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Advisers that list A••••••• A•••••••• L•• as a related person

173396 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Grand Rapids, Mi · principal	7	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

4 dated events

2 advisors left L••• K••• • C•••••• (Holland, MI) for A••••••• A•••••••• L•• on the same day
Sep 8, 2025 · Team lift-out · derived
A•••• M•••••• S•••• left A••••••• A•••••••• L•• for L••••••• C••••••• L•• (registered 2024-08-27)
Aug 14, 2024 · Advisor changed firm · fact
J••• M•••••• T••••••••• no longer registered at A••••••• A•••••••• L••; no later IA registration on IAPD
Dec 31, 2023 · Advisor departure · fact
M••••••• L••••• F••• left A••••••• A•••••••• L•• for E••••• A•••••••• L•• (registered 2024-02-27)
Apr 4, 2023 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 866-597-8938reportedpublished by the firm, firm site, Sep 16, 2026
Website: ADVISORYA••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (866) 597-8938reportedpublic record, Form ADV, Mar 23, 2026
Contact form: a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Team page: a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $22.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026