RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••• B••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Apr 25, 2025 · Denver, Co
- P••••••• C•••••• A••••••• C••••••••• formerSep 26, 2011 to May 20, 2022 · Greenwood Village, Co
- S••••••• P•••••• F••••••••• L•• formerMar 8, 2011 to Aug 26, 2011 · San Rafael, Ca
- L•• F•••••••• L•• BD affiliatedMay 13, 2009 to Jan 11, 2011 · Chico, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 8, 2006 to May 13, 2009 · Sacramento, Ca
- P••••••• C•••••• A••••••• C••••••••• to M••••• G••••• A••••••• I•••left May 20, 2022, registered Apr 25, 2025 (1071 days) · RIA to RIA
- S••••••• P•••••• F••••••••• L•• to P••••••• C•••••• A••••••• C•••••••••left Aug 26, 2011, registered Sep 26, 2011 (31 days) · Other
- L•• F•••••••• L•• to S••••••• P•••••• F••••••••• L••left Jan 11, 2011, registered Mar 8, 2011 (56 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left May 13, 2009, registered May 13, 2009 (0 days) · Other
- W•••••• S•••• B•••• left P••••••• C•••••• A••••••• C••••••••• for M••••• G••••• A••••••• I••• (registered 2025-04-25)May 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address