DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• Z•••••

Z••••• W•••••state registeredOlathe, KsIA-onlyIAPD 5049639

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since May 9, 2025

In the industry

20 y

since Jan 16, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Z••••• W••••• state registered current
since May 9, 2025 · Olathe, Ks
C••••••• P••••••• independent RIA
Jan 11, 2021 to Feb 26, 2025 · Overland Park, Ks
C•••••• S••••• • C••• I••• national BD
Dec 17, 2013 to Dec 10, 2019 · Leawood, Ks
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 12, 2007 to Dec 4, 2013 · Overland Park, Ks
T• A••••••••• I••• former
Jan 12, 2007 to Dec 4, 2013 · Overland Park, Ks
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 7, 2006 to Apr 12, 2007 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

C••••••• P••••••• to Z••••• W•••••
left Feb 26, 2025, registered May 9, 2025 (72 days) · RIA to a state-registered adviser
C•••••• S••••• • C••• I••• to C••••••• P•••••••
left Dec 10, 2019, registered Jan 11, 2021 (398 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 4, 2013, registered Jan 12, 2007 (-2518 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Dec 4, 2013, registered Dec 17, 2013 (13 days) · Other
M•• I•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 12, 2007, registered Jan 12, 2007 (-90 days) · Other

Signals

M•••••• Z••••• left C••••••• P••••••• for Z••••• W••••• (registered 2025-05-09)
Feb 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address