RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• M•••• O•••••••
- R•• F•••••••• A••••••• I•• independent RIA currentsince Oct 4, 2018 · Philadelphia, Pa
- I••••••••• I••••••••• F••••••••• L•• formerMar 21, 2013 to Apr 24, 2018 · Moorestown, Nj
- M••• S••••• F•••••••• L••• A•••••••• L•• formerJun 16, 2009 to Mar 25, 2015 · Moorestown, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDMar 21, 2006 to Aug 25, 2008 · Conshohocken, Pa
- I••••••••• I••••••••• F••••••••• L•• to R•• F•••••••• A••••••• I••left Apr 24, 2018, registered Oct 4, 2018 (163 days) · Other
- M••• S••••• F•••••••• L••• A•••••••• L•• to I••••••••• I••••••••• F••••••••• L••left Mar 25, 2015, registered Mar 21, 2013 (-734 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to M••• S••••• F•••••••• L••• A•••••••• L••left Aug 25, 2008, registered Jun 16, 2009 (295 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address