DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jose Abreu
At current firm
4 y
since Mar 31, 2022
In the industry
20 y
since Feb 9, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Primerica Advisors national BD currentsince Mar 31, 2022 · Las Vegas, Nv
- MML Investors Services, LLC BD affiliatedFeb 13, 2020 to Jul 13, 2020 · Las Vegas, Nv
- People'S Securities, Inc. formerFeb 19, 2016 to Jan 7, 2019 · Yonkers, Ny
- LPL Financial LLC BD affiliatedApr 17, 2012 to Dec 28, 2015 · Stamford, Ct
- Msi Financial Services, Inc. formerDec 20, 2006 to Sep 22, 2011 · Shelton, Ct
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Primerica Advisorsleft Jul 13, 2020, registered Mar 31, 2022 (626 days) · Affiliated broker-dealer or bank to another
- People'S Securities, Inc. to MML Investors Services, LLCleft Jan 7, 2019, registered Feb 13, 2020 (402 days) · Other
- LPL Financial LLC to People'S Securities, Inc.left Dec 28, 2015, registered Feb 19, 2016 (53 days) · Other
- Msi Financial Services, Inc. to LPL Financial LLCleft Sep 22, 2011, registered Apr 17, 2012 (208 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address