RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• N•••••• C•••••
- P•• W••••• M••••••••• BD affiliated currentsince Nov 1, 2017 · Fayetteville, Nc
- C••• F•••••••• S•••••••• L••• formerDec 12, 2016 to Oct 23, 2017 · Pope Afb, Nc
- M•• F•••••••• S•••••••• I••• formerJan 29, 2009 to Dec 15, 2016 · Hope Mills, Nc
- C••• F•••••••• S•••••••• L••• to P•• W••••• M•••••••••left Oct 23, 2017, registered Nov 1, 2017 (9 days) · Other
- M•• F•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Dec 15, 2016, registered Dec 12, 2016 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address