RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J• H•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 8, 2022 · Sycamore, Il
- P•••• S••••••••• L•• no RAUMJul 21, 2021 to Jan 26, 2022 · Downers Grove, Il
- L•• F•••••••• L•• BD affiliatedMar 24, 2021 to Jul 22, 2021 · Huntley, Il
- B•• H••••• F•••••••• A•••••••• I•• formerJun 19, 2017 to Mar 24, 2021 · Huntley, Il
- P•• W••••• M••••••••• BD affiliatedMay 13, 2014 to May 2, 2017 · Rockford, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJul 9, 2007 to Apr 11, 2014 · Dekalb, Il
- P•••• S••••••••• L•• to L•• F•••••••• L••left Jan 26, 2022, registered Feb 8, 2022 (13 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to P•••• S••••••••• L••left Jul 22, 2021, registered Jul 21, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to B•• H••••• F•••••••• A•••••••• I••left May 2, 2017, registered Jun 19, 2017 (48 days) · Other · moved with a team
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Apr 11, 2014, registered May 13, 2014 (32 days) · Other
- C•••• J• H••••• left P•••• S••••••••• L•• for L•• F•••••••• L•• (registered 2022-02-08)Jan 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address