RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A••• F•••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 3, 2026 · Canfield, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 15, 2021 to Feb 5, 2026 · Boardman, Oh
- E••••• J•••• national BDJun 4, 2012 to Dec 9, 2021 · St Louis, Mo
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 5, 2026, registered Feb 3, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to M•• I•••••••• S•••••••• L••left Dec 9, 2021, registered Dec 15, 2021 (6 days) · Affiliated broker-dealer or bank to another
- B•••••• A••• F••••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-02-03)Feb 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address