DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• E•••• A•••••

S•• I••••••••• M••••••••• L••state registeredScottsdale, AzIA-onlyIAPD 5054636

Certified Financial Planner

Feed of 09/14/2026

At current firm

6 y

since Apr 21, 2020

In the industry

19 y

since Aug 20, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• I••••••••• M••••••••• L•• state registered current
since Apr 21, 2020 · Scottsdale, Az
K••••••••• former
Feb 27, 2009 to Jun 28, 2018 · Phoenix, Az
K•••• C••••••• A•• A••••••••• I••• unclassified
Jun 2, 2008 to Jun 23, 2010 · Phoenix, Az
C•••• B••••• T•• • A••••••••• L•• unclassified
Jun 2, 2008 to Oct 21, 2011 · Phoenix, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Sep 11, 2007 to May 5, 2008 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

K••••••••• to S•• I••••••••• M••••••••• L••
left Jun 28, 2018, registered Apr 21, 2020 (663 days) · RIA to a state-registered adviser
C•••• B••••• T•• • A••••••••• L•• to K•••••••••
left Oct 21, 2011, registered Feb 27, 2009 (-966 days) · Other
K•••• C••••••• A•• A••••••••• I••• to C•••• B••••• T•• • A••••••••• L••
left Jun 23, 2010, registered Jun 2, 2008 (-751 days) · Other
U••• I••••••••• S••••••• C•••••• to K•••• C••••••• A•• A••••••••• I•••
left May 5, 2008, registered Jun 2, 2008 (28 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address