A••••• S• B•••••••••

A••••• A•• P••••••• S•••••••BD affiliatedWest Lafayette, In dual registrantIAPD 5055988

Feed of 09/14/2026

Also filed as A••••• M•••• S••••••••• S•••••• B•••••••••

At current firm

12 y

since Jan 10, 2014

In the industry

20 y

since Dec 6, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jan 10, 2014 · West Lafayette, In
C•••• I••••••••• S••••••• C•••• former
Oct 20, 2009 to Feb 22, 2012 · Lafayette, In
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 21, 2006 to Oct 5, 2009 · Lafayette, In

Moves

a registration end followed by a registration begin elsewhere

C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••
left Feb 22, 2012, registered Jan 10, 2014 (688 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Oct 5, 2009, registered Oct 20, 2009 (15 days) · Other

Signals

••• Locked
Sep 14, 2026 · Advisor registration ended · derived

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address