DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anna Bowers

LPL Financial LLCBD affiliatedSpokane, Wadual registrantIAPD 5056274

Certified Financial Planner

Feed of 09/14/2026

Also filed as Anna E Bowers

At current firm

1 y

since May 15, 2025

In the industry

15 y

since May 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 15, 2025 · Spokane, Wa
Cuso Financial Services, L.P. former
Sep 24, 2024 to May 15, 2025 · Spokane, Wa
Cetera Investment Advisers LLC BD affiliated
May 3, 2023 to Sep 25, 2024 · Spokane, Wa
Charles Schwab & Co., Inc. national BD
Nov 29, 2021 to Apr 25, 2023 · Lake Oswego, Or
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 22, 2018 to Oct 28, 2021 · Portland, Or
Steward Partners Investment Solutions, LLC former
Oct 4, 2013 to Aug 21, 2018 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to LPL Financial LLC
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
Cetera Investment Advisers LLC to Cuso Financial Services, L.P.
left Sep 25, 2024, registered Sep 24, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to Cetera Investment Advisers LLC
left Apr 25, 2023, registered May 3, 2023 (8 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.
left Oct 28, 2021, registered Nov 29, 2021 (32 days) · Wirehouse to affiliated broker-dealer or bank
Steward Partners Investment Solutions, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 21, 2018, registered Aug 22, 2018 (1 days) · RIA to wirehouse

Signals

Anna Bowers left Cetera Investment Advisers Llc for Cuso Financial Services, L.P. (registered 2024-09-24)
Sep 25, 2024 · Advisor changed firm · fact
Anna Bowers left Charles Schwab & Co., Inc. for Cetera Investment Advisers Llc (registered 2023-05-03)
Apr 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address