DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Paul Leslie
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Nov 30, 2016
In the industry
20 y
since Oct 17, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 30, 2016 · Omaha, Ne
- Financial Engines Advisor Center, LLC formerAug 20, 2015 to Nov 30, 2016 · Omaha, Ne
- The Mutual Fund Store formerFeb 7, 2007 to Sep 8, 2015 · Omaha, Ne
- The Mutual Fund Store - Omaha unclassifiedNov 17, 2005 to Feb 27, 2007 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Sep 8, 2015, registered Aug 20, 2015 (-19 days) · channel change inside one enterprise, not a move · moved with a team
- The Mutual Fund Store - Omaha to The Mutual Fund Storeleft Feb 27, 2007, registered Feb 7, 2007 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address