RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J••••• S••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 12, 2026 · Spirit Lake, Ia
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Jan 13, 2026 · Okoboji, Ia
- S•• I••••••••• I••• formerOct 20, 2008 to Feb 14, 2018 · Wall Lake, Ia
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedOct 31, 2007 to Oct 15, 2008 · Urbandale, Ia
- M••••• S•••••• • C•• L•• unclassifiedApr 23, 2007 to Sep 5, 2007 · West Des Moines, Ia
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 13, 2026, registered Jan 12, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• I••••••••• I••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to S•• I••••••••• I•••left Oct 15, 2008, registered Oct 20, 2008 (5 days) · Other
- M••••• S•••••• • C•• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Sep 5, 2007, registered Oct 31, 2007 (56 days) · Other
- B•••••• J••••• S•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-12)Jan 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address