RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••• M••••••••
- G•••• O•••• G••••• A••••••• L•• former currentsince Feb 26, 2024 · San Francisco, Ca
- F•••••••• C•••••• M••••••••• L•• independent RIAJul 23, 2018 to Jun 8, 2022 · San Francisco, Ca
- P•••••• W••••• A••••••• G•••• formerOct 12, 2012 to Jul 19, 2018 · San Rafael, Ca
- P•••••• E••••• M••••••••• I••• formerMay 21, 2012 to Jul 25, 2016 · San Rafael, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 13, 2008 to Aug 8, 2011 · San Francisco, Ca
- T• A••••••••• I••• formerFeb 13, 2008 to Aug 8, 2011 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 6, 2006 to Jan 11, 2008 · San Francisco, Ca
- F•••••••• C•••••• M••••••••• L•• to G•••• O•••• G••••• A••••••• L••left Jun 8, 2022, registered Feb 26, 2024 (628 days) · RIA to RIA
- P•••••• W••••• A••••••• G•••• to F•••••••• C•••••• M••••••••• L••left Jul 19, 2018, registered Jul 23, 2018 (4 days) · RIA to RIA
- P•••••• E••••• M••••••••• I••• to P•••••• W••••• A••••••• G••••left Jul 25, 2016, registered Oct 12, 2012 (-1382 days) · Other · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 8, 2011, registered Feb 13, 2008 (-1272 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 8, 2011, registered Feb 13, 2008 (-1272 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2008, registered Feb 13, 2008 (33 days) · Other
- J••• M•••••••• left F•••••••• C•••••• M••••••••• L•• for G•••• O•••• G••••• A••••••• L•• (registered 2024-02-26)Jun 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address