RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• M••••• W••••••
- C• A•••••••• L•• independent RIA currentsince Feb 5, 2025 · Boston, Ma
- F••••••• I••••••••• M••••••••• L•• formerMar 4, 2020 to Feb 3, 2025 · Hull, Ma
- S•••••• A•••••••• L•• independent RIAMar 15, 2017 to Feb 27, 2018 · Boston, Ma
- F••••••• I••••••••• M••••••••• L•• formerApr 8, 2009 to Nov 22, 2011 · Quincy, Ma
- F••••••• I••••••••• M••••••••• L•• to C• A•••••••• L••left Feb 3, 2025, registered Feb 5, 2025 (2 days) · RIA to RIA · moved with a team
- S•••••• A•••••••• L•• to F••••••• I••••••••• M••••••••• L••left Feb 27, 2018, registered Mar 4, 2020 (736 days) · Other
- F••••••• I••••••••• M••••••••• L•• to S•••••• A•••••••• L••left Nov 22, 2011, registered Mar 15, 2017 (1940 days) · Other
- F•••••••• M••••• W•••••• left F••••••• I••••••••• M••••••••• L•• for C• A•••••••• L•• (registered 2025-02-05)Feb 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address