RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• X•••••••• M•••••••
- M••••• S•••••• wirehouse currentsince Aug 28, 2012 · Duluth, Ga
- U•• F•••••••• S••••••• I••• wirehouseSep 28, 2006 to Sep 6, 2012 · Los Angeles, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJan 30, 2006 to Aug 23, 2006 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 6, 2012, registered Aug 28, 2012 (-9 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Aug 23, 2006, registered Sep 28, 2006 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address