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Registered advisor
K•••••• H• P•••••
Feed of 09/14/2026
Also filed as K•••••• H••••• P••••••••• P•••••
At current firm
1 y
since Mar 31, 2025
In the industry
19 y
since Jun 14, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Virginia Beach, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 29, 2021 to Mar 31, 2025 · Virginia Beach, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 11, 2016 to Jun 18, 2021 · Virginia Beach, Va
- W•••• F•••• A••••••• wirehouseAug 12, 2014 to Feb 26, 2016 · Virginia Beach, Va
- P••• A••••• S••••••••• L•• BD affiliatedOct 25, 2010 to Jan 14, 2013 · Virginia Beach, Va
- E••••• J•••• national BDMay 22, 2008 to Nov 12, 2008 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 18, 2021, registered Jul 29, 2021 (41 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 26, 2016, registered Mar 11, 2016 (14 days) · Wirehouse to wirehouse
- P••• A••••• S••••••••• L•• to W•••• F•••• A•••••••left Jan 14, 2013, registered Aug 12, 2014 (575 days) · Other
- E••••• J•••• to P••• A••••• S••••••••• L••left Nov 12, 2008, registered Oct 25, 2010 (712 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address