RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J••••• R••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Hanover, Pa
- S••••• F•••••••• G•••• I•• formerJun 4, 2012 to May 20, 2021 · Hanover, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 2, 2007 to Jun 22, 2012 · Hanover, Pa
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 24, 2006 to Oct 4, 2007 · Hanover, Pa
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••• F•••••••• G•••• I••left Jun 22, 2012, registered Jun 4, 2012 (-18 days) · Other
- T••••••• I••••••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 4, 2007, registered Oct 2, 2007 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address