DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Y Wang
Feed of 09/14/2026
Also filed as Charles Wang
At current firm
0 y
since Jan 1, 2026
In the industry
20 y
since Jul 20, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince Jan 1, 2026 · Somerset, Nj
- Investment Advisors International, Inc. unclassifiedJan 28, 2010 to Jan 6, 2012 · Pompton Lakes, Nj
- USA Wealth Management LLC formerJan 15, 2009 to Dec 1, 2009 · Hackensack, Nj
- Asia Global Asset Management, Inc state registeredApr 15, 2008 to Dec 24, 2008 · Alameda, Ca
- USA Wealth Management LLC formerMar 4, 2008 to Jun 6, 2008 · Grand Rapids, Mi
- Msi Financial Services, Inc. formerMar 21, 2007 to Jan 28, 2008 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- Investment Advisors International, Inc. to Transamerica Financial Advisors, LLCleft Jan 6, 2012, registered Jan 1, 2026 (5109 days) · corporate re-registration, not a move
- USA Wealth Management LLC to Investment Advisors International, Inc.left Dec 1, 2009, registered Jan 28, 2010 (58 days) · Other
- Asia Global Asset Management, Inc to USA Wealth Management LLCleft Dec 24, 2008, registered Jan 15, 2009 (22 days) · Other
- USA Wealth Management LLC to Asia Global Asset Management, Incleft Jun 6, 2008, registered Apr 15, 2008 (-52 days) · Other
- Msi Financial Services, Inc. to USA Wealth Management LLCleft Jan 28, 2008, registered Mar 4, 2008 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address