DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

USA Wealth Management LLC

Former SEC-registered adviserGrand Rapids, MichiganCRD 122082SEC 801-61898IAPD
Latest filing Mar 31, 2014
First filing on the tape Dec 9, 2011 · 19 filings
RAUM
$7.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$7.4M as of Mar 31, 2014
Feb 15, 2012$26.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2014
Apr 1, 20130 then
Employees (5.A)2 as of Mar 31, 2014
Apr 1, 20132 then
Private funds: no history
RAUM -58% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$51,313derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-58%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
144reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • William Frederick Gearhart · Ceo/President/Treasuercontrol
    since 02/2007 · owns 10% to 25%
  • Clare Dennis Tubbergen · Member/Ccocontrol
    since 01/2007 · owns 75% or more
Related persons
Schedule D 7.A
  • Plp Services LLC
    real estatey
Advisers that list USA Wealth Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 308 to 144
    Feb 24, 2014 to Mar 31, 2014
  • Financial planning clients · 11-25 to 0
    Feb 24, 2014 to Mar 31, 2014
  • Discretionary RAUM · $10.2M to $7.4M
    Feb 24, 2014 to Mar 31, 2014
  • Non-discretionary RAUM · $7.6M to $0
    Feb 24, 2014 to Mar 31, 2014
  • RAUM · $17.8M to $7.4M
    Feb 24, 2014 to Mar 31, 2014
  • Accounts · 618 to 308
    Jan 2, 2013 to Apr 1, 2013
  • Discretionary RAUM · $15.6M to $10.2M
    Jan 2, 2013 to Apr 1, 2013
  • Non-discretionary RAUM · $11.0M to $7.6M
    Jan 2, 2013 to Apr 1, 2013
  • RAUM · $26.5M to $17.8M
    Jan 2, 2013 to Apr 1, 2013
  • Advisory employees · unset to 1.0
    Aug 28, 2012 to Nov 14, 2012
  • BD registered reps · unset to 0.0
    Aug 28, 2012 to Nov 14, 2012
  • Employees · unset to 2.0
    Aug 28, 2012 to Nov 14, 2012
  • State-registered IARs · unset to 0.0
    Aug 28, 2012 to Nov 14, 2012
  • Accounts · 439 to 618
    Jan 4, 2012 to Feb 15, 2012
  • Discretionary RAUM · $25.4M to $15.6M
    Jan 4, 2012 to Feb 15, 2012
  • Non-discretionary RAUM · $0 to $11.0M
    Jan 4, 2012 to Feb 15, 2012
  • RAUM · $25.4M to $26.5M
    Jan 4, 2012 to Feb 15, 2012
  • Related adviser · true to false
    Jan 4, 2012 to Feb 15, 2012
  • Advisory activities · 4 to 5
    Dec 9, 2011 to Jan 4, 2012
  • Insurance-licensed employees · unset to 0.0
    Dec 9, 2011 to Jan 4, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026