DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joshua Richard Allen

Tcp Asset Management, LLCindependent RIAUpper Arlington, Ohdual registrantIAPD 5074710

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joshua R Allen

At current firm

9 y

since Jan 13, 2017

In the industry

20 y

since Nov 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Partner - Chief Executive Officerreportedtcpasset.comfirm site, Sep 15, 2026
Designations: CFP, CRPC, CRPSreportedtcpasset.comas printed on the bio page, Sep 16, 2026
Founder: “As a founding Partner and Chief Executive Officer of TCP Asset Management, Josh is charged with leading a team of wealth advisors in practice management, business development, and innovative planning solutions.”reportedtcpasset.comthe sentence on the bio page
Partner or owner: “Partner - Chief Executive Officer”reportedtcpasset.comthe sentence on the bio page
Professional profile: tcpasset.com/team-member/joshua-allenreportedtcpasset.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Tcp Asset Management, LLC independent RIA current
since Jan 13, 2017 · Upper Arlington, Oh
Trendency Capital Management, LLC unclassified
Oct 28, 2014 to Jan 13, 2017 · Columbus, Oh
Oppenheimer & Co. Inc. BD affiliated
Dec 5, 2013 to Oct 20, 2014 · Pickerington, Oh
Invest Financial Corporation former
Oct 1, 2012 to Dec 5, 2013 · Worthington, Oh
Osaic Fa, Inc. former
Jul 24, 2007 to Sep 24, 2012 · Galena, Oh
Nationwide Investment Advisors, LLC BD affiliated
Feb 5, 2007 to Jul 10, 2007 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Trendency Capital Management, LLC to Tcp Asset Management, LLC
left Jan 13, 2017, registered Jan 13, 2017 (0 days) · Other · moved with a team
Oppenheimer & Co. Inc. to Trendency Capital Management, LLC
left Oct 20, 2014, registered Oct 28, 2014 (8 days) · Other
Invest Financial Corporation to Oppenheimer & Co. Inc.
left Dec 5, 2013, registered Dec 5, 2013 (0 days) · Other
Osaic Fa, Inc. to Invest Financial Corporation
left Sep 24, 2012, registered Oct 1, 2012 (7 days) · Other
Nationwide Investment Advisors, LLC to Osaic Fa, Inc.
left Jul 10, 2007, registered Jul 24, 2007 (14 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address