DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• L••••• S•••••

A••••• F•••••••• P•••••••• I•••independent RIADowners Grove, Il dual registrantIAPD 5076407

Feed of 09/14/2026

Also filed as A••••• L S•••••

At current firm

2 y

since Aug 26, 2024

In the industry

18 y

since Aug 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• F•••••••• P•••••••• I••• independent RIA current
since Aug 26, 2024 · Downers Grove, Il
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Aug 29, 2024 · Dewitt, Mi
S••••••• I••••••••• I••• former
Dec 28, 2015 to Nov 2, 2018 · Laingsburg, Mi
S••••••• F•••••••• S•••••••• I••• former
Jul 1, 2010 to Dec 28, 2015 · Bellevue, Wa
E•••• S••••••••• L•• BD affiliated
Jun 1, 2010 to Jul 12, 2010 · Laingsburg, Mi

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to A••••• F•••••••• P•••••••• I•••
left Aug 29, 2024, registered Aug 26, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••
left Dec 28, 2015, registered Dec 28, 2015 (0 days) · corporate re-registration, not a move
E•••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Jul 12, 2010, registered Jul 1, 2010 (-11 days) · Other

Signals

A••••• L••••• S••••• left O•••• W•••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2024-08-26)
Aug 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address