RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••• N••••
- M••••• S•••••• wirehouse currentsince Dec 13, 2024 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 29, 2016 to Dec 17, 2024 · Chicago, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJul 22, 2009 to May 2, 2016 · Naperville, Il
- W•••••• • R••• formerNov 24, 2008 to Jul 10, 2009 · Mokena, Il
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Dec 17, 2024, registered Dec 13, 2024 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F•••• T•••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••left May 2, 2016, registered Apr 29, 2016 (-3 days) · Other
- W•••••• • R••• to F•••• T•••• S••••••••• I•••left Jul 10, 2009, registered Jul 22, 2009 (12 days) · Other
- V•••• N•••• left C•••••••• G••••• M•••••• I••• for M••••• S•••••• (registered 2024-12-13)Dec 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address