DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony Torreon

Fifth Third Securities, Inc.BD affiliatedNaperville, Il dual registrantIAPD 5077845

Feed of 09/15/2026

Also filed as Tony Torreon

At current firm

3 y

since Mar 13, 2023

In the industry

18 y

since Feb 11, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fifth Third Securities, Inc. BD affiliated current
since Mar 13, 2023 · Naperville, Il
Wells Fargo Advisors wirehouse
Dec 11, 2014 to Mar 9, 2023 · Huntley, Il
Fifth Third Securities, Inc. BD affiliated
May 22, 2013 to Dec 16, 2014 · Batavia, Il
David A. Noyes & Company former
Nov 27, 2012 to May 20, 2013 · Miami, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Nov 30, 2012 · Naperville, Il
Banc Of America Investment Services, Inc. unclassified
Oct 24, 2008 to Oct 23, 2009 · Naperville, Il
Lasalle Financial Services, Inc. unclassified
Feb 12, 2008 to Oct 24, 2008 · Naperville, Il

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Fifth Third Securities, Inc.
left Mar 9, 2023, registered Mar 13, 2023 (4 days) · Wirehouse to affiliated broker-dealer or bank
Fifth Third Securities, Inc. to Wells Fargo Advisors
left Dec 16, 2014, registered Dec 11, 2014 (-5 days) · Other
David A. Noyes & Company to Fifth Third Securities, Inc.
left May 20, 2013, registered May 22, 2013 (2 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to David A. Noyes & Company
left Nov 30, 2012, registered Nov 27, 2012 (-3 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Lasalle Financial Services, Inc. to Banc Of America Investment Services, Inc.
left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move

Signals

Anthony Torreon left Wells Fargo Advisors for Fifth Third Securities, Inc. (registered 2023-03-13)
Mar 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address