RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W•••• G•••••
- C••••• A••••••• G••••• L•• independent RIA currentsince Jun 17, 2022 · Cookeville, Tn
- C•••••• A••••••• P••••••• L•• former currentsince Aug 20, 2007 · Cookville, Tn
- C•••••• E•••••••• M•••• P••••••••• L•• formerMar 28, 2007 to Jul 9, 2008 · Cookeville, Tn
- F•• S••••••••• C••••••••• formerFeb 16, 2006 to Oct 30, 2008 · Cookeville, Tn
- F•• S••••••••• C••••••••• to C•••••• E•••••••• M•••• P••••••••• L••left Oct 30, 2008, registered Mar 28, 2007 (-582 days) · Other
- C•••••• E•••••••• M•••• P••••••••• L•• to C•••••• A••••••• P••••••• L••left Jul 9, 2008, registered Aug 20, 2007 (-324 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address