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Registered advisor
J•••••• L• H•••••
Feed of 09/14/2026
Also filed as J•••••• Lindsey Lewis
At current firm
13 y
since Jul 29, 2013
In the industry
18 y
since Nov 29, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 29, 2013 · Chapel Hill, Nc
- U•• F•••••••• S••••••• I••• wirehouseJan 14, 2009 to Mar 25, 2013 · Chapel Hill, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 1, 2007 to Feb 3, 2009 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Mar 25, 2013, registered Jul 29, 2013 (126 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 3, 2009, registered Jan 14, 2009 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address