DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Columbia Advisory Partners, LLC
Latest filing Aug 21, 2026
First filing on the tape Apr 29, 2019 · 49 filings
SEC status approved since May 30, 2019
RAUM
$313M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
95%
$297M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$17.4M
derived; firm RAUM over IAPD count
Employees
19
11 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$313M as of Aug 21, 2026
Jan 24, 2020$124M then
HNW client RAUM$184M as of Aug 21, 2026
Jan 24, 2020$51.5M then
State-registered IARs (5.B.3)15 as of Aug 21, 2026
Jan 24, 202010 then
Employees (5.A)19 as of Aug 21, 2026
Jan 24, 202011 then
Private funds2 as of Aug 21, 2026
Feb 29, 20241 then
RAUM +19% over the last fiscal year+12% a year over threeIARs 15 to 15
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $18.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $993,189derivedHNW RAUM over HNW clients
- Average account
- $171,586derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 4.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$184M59%
- Individuals$113M36%
- Pooled investment vehicles$16.0M5.1%
- Individual clients
- 445reported
- HNW clients
- 185reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,822reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.05 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeremy Daniel Russell | Spokane, Wa | Mar 15, 2016 | 10 y | 1 |
| John F Bevan | Spokane, Wa | Mar 16, 2016 | 20 y | 2 |
| Kyle Thomas KniggeChartered Financial Analyst | Spokane, Wa | Jan 9, 2018 | 21 y | 4 |
| Matthew David Foust | Spokane, Wa | May 30, 2018 | 24 y | 5 |
| Tyson Samuel Blake | Spokane, Wa | Apr 26, 2019 | 22 y | 6 |
| Kimberly Patricia Smith | Spokane, Wa | Dec 2, 2019 | 20 y | 0 |
| Keith Browning | Spokane, Wa | Aug 9, 2021 | 12 y | 0 |
| Brian John Schafer | Spokane, Wa | Feb 24, 2023 | 11 y | 1 |
| Soracha Haley | Spokane, Wa | Jan 8, 2024 | 10 y | 0 |
| Alex Foust | Spokane, Wa | Aug 28, 2024 | 12 y | 0 |
| Susan Marie MarshallPersonal Financial Specialist | Spokane, Wa | Sep 13, 2024 | 31 y | 1 |
| Steven T Larsen | Spokane, Wa | Nov 27, 2024 | 22 y | 7 |
| Daniel Bennett | Spokane, Wa | Nov 27, 2024 | 10 y | 3 |
| Paul Werner Felsch | Spokane, Wa | Mar 5, 2025 | 16 y | 2 |
| Kenneth Thiefault | Spokane, Wa | May 20, 2025 | 10 y | 0 |
| Joseph Patrick Thomas | Spokane, Wa | Feb 18, 2026 | 13 y | 2 |
| Thomas Binge | Tempe, Az | May 21, 2026 | 17 y | 2 |
| Tyson Michael Para | Spokane, Wa | Jun 29, 2026 | 16 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Nickolas Eric Reilly to SavvyMar 25, 2024 · RIA to RIA
- Gregory John Andrews to Wealthsights Investment Management, LLCMar 2, 2023 · RIA to a state-registered adviser
- Justin Pullaro to Provenance Wealth AdvisorsJun 30, 2022 · RIA to RIA
- Leanne Ozaine Smith to Private Client Services, LLCJul 15, 2020 · RIA to RIA
- Skyler Craig Fredrickson to B.O.S.S. Retirement Advisors, LLCOct 8, 2018 · RIA to RIA
- Darrin Mitchel Mccomas to Lifemark Securities Corp.Aug 15, 2018 · RIA to RIA
- Boon Ser Tan to Redhawk Wealth Advisors, Inc.Feb 15, 2018 · RIA to RIA
- Mark Alan Borough to Belpointe Asset Management LLCApr 19, 2017 · Other
- Todd Joseph Rabalais to Ae Wealth Management, LLCApr 17, 2017 · Other
- Gordon Spencer Campbell to Blue Duck Wealth ManagementFeb 15, 2017 · Other
Joined, latest
- Thomas Binge from Cetera Investment Advisers LLCMay 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph Patrick Thomas from Cetera Investment Advisers LLCFeb 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Paul Werner Felsch from Allspring Funds Management, LLCMar 5, 2025 · Other
- Daniel Bennett from Ashton Thomas Private WealthNov 27, 2024 · RIA to RIA
- Susan Marie Marshall from Griffiths, Dreher & Evans, P.S., CpasSep 13, 2024 · RIA to RIA
- Brian John Schafer from Edward JonesFeb 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- Justin Pullaro from Signator Financial Services, Inc.Dec 15, 2021 · Other
- Tyson Samuel Blake from Pruco Securities, LLCApr 26, 2019 · Affiliated broker-dealer or bank to independent RIA
- Matthew David Foust from Mariner Advisor NetworkMay 30, 2018 · RIA to RIA
- Kyle Thomas Knigge from Pruco Securities, LLCJan 9, 2018 · Affiliated broker-dealer or bank to independent RIA
- Gregory John Andrews from Searchlight Investments, LLCFeb 6, 2017 · Other
- Leanne Ozaine Smith from LPL Financial LLCOct 3, 2016 · Other
- Todd Joseph Rabalais from Peak American Investment Advisors, Inc.Jul 18, 2016 · RIA to RIA
- Skyler Craig Fredrickson from Brookstone Capital Management LLCJun 30, 2016 · Other
- Mark Alan Borough from Cetera Advisor Networks LLCJun 9, 2016 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cap Private Credit Fund, LP | Securitized Asset Fund | $4.5M | 32 | Sep 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Steven Larsen · Ownercontrolsince 06/2004 · owns 50% to 75%
- Daniel Jeremy Russell · Vice Presidentcontrolsince 07/2019 · owns 10% to 25%
- Patricia Kimberly Smith · President/Chief Compliance Officer/Ownercontrolsince 05/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane, Wa · principal | 17 | 3 | 0 | ||
| Seattle, Wa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Glendale, AZ1 employees
- Henderson, TX1 employees
- Spokane, WA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 2, 2026HNW share of RAUM moved from 43.0% to 59.0% between the annual amendments of 2025-03-21 and 2026-03-02peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,744 to 1,822Nov 6, 2025 to Feb 23, 2026
- Advisory employees · 13 to 11Nov 6, 2025 to Feb 23, 2026
- HNW clients · 79 to 185Nov 6, 2025 to Feb 23, 2026
- Individual clients · 509 to 445Nov 6, 2025 to Feb 23, 2026
- Employees · 18 to 19Nov 6, 2025 to Feb 23, 2026
- Private funds · 1 to 2Nov 6, 2025 to Feb 23, 2026
- Discretionary RAUM · $207M to $243MNov 6, 2025 to Feb 23, 2026
- HNW RAUM · $114M to $184MNov 6, 2025 to Feb 23, 2026
- Individual RAUM · $138M to $113MNov 6, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $55.6M to $69.6MNov 6, 2025 to Feb 23, 2026
- Pooled vehicle RAUM · $10.3M to $16.0MNov 6, 2025 to Feb 23, 2026
- RAUM · $263M to $313MNov 6, 2025 to Feb 23, 2026
- Accounts · 1,652 to 1,744Dec 4, 2024 to Mar 21, 2025
- Advisory employees · 11 to 13Dec 4, 2024 to Mar 21, 2025
- HNW clients · 108 to 79Dec 4, 2024 to Mar 21, 2025
- Individual clients · 456 to 509Dec 4, 2024 to Mar 21, 2025
- Employees · 16 to 18Dec 4, 2024 to Mar 21, 2025
- Financial planning clients · 101-250 to 101-250Dec 4, 2024 to Mar 21, 2025
- State-registered IARs · 13 to 15Dec 4, 2024 to Mar 21, 2025
- Discretionary RAUM · $240M to $207MDec 4, 2024 to Mar 21, 2025
- HNW RAUM · $127M to $114MDec 4, 2024 to Mar 21, 2025
- Individual RAUM · $109M to $138MDec 4, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $0 to $55.6MDec 4, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $4.5M to $10.3MDec 4, 2024 to Mar 21, 2025
- RAUM · $240M to $263MDec 4, 2024 to Mar 21, 2025
- Related broker-dealer · false to trueDec 4, 2024 to Mar 21, 2025
- Advisory employees · 7 to 11Apr 11, 2024 to Dec 4, 2024
- BD registered reps · 0 to 2Apr 11, 2024 to Dec 4, 2024
- Employees · 12 to 16Apr 11, 2024 to Dec 4, 2024
- State-registered IARs · 9 to 13Apr 11, 2024 to Dec 4, 2024
- Employees · 11 to 12Feb 29, 2024 to Apr 11, 2024
- Accounts · 1,430 to 1,652Jan 2, 2024 to Feb 29, 2024
- Advisory employees · 8 to 7Jan 2, 2024 to Feb 29, 2024
- HNW clients · 58 to 108Jan 2, 2024 to Feb 29, 2024
- Individual clients · 485 to 456Jan 2, 2024 to Feb 29, 2024
- Employees · 12 to 11Jan 2, 2024 to Feb 29, 2024
- Discretionary RAUM · $233M to $240MJan 2, 2024 to Feb 29, 2024
- HNW RAUM · $109M to $127MJan 2, 2024 to Feb 29, 2024
- Individual RAUM · $124M to $109MJan 2, 2024 to Feb 29, 2024
- Pooled vehicle RAUM · $152,000 to $4.5MJan 2, 2024 to Feb 29, 2024
Signals
9 dated events
- Paul Werner Felsch no longer holds an investment adviser registration (last listed at Columbia Advisory Partners, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Nickolas Eric Reilly left Columbia Advisory Partners, Llc for Savvy (registered 2025-08-27)Mar 25, 2024 · Advisor changed firm · fact
- Gregory John Andrews left Columbia Advisory Partners, Llc for Wealthsights Investment Management, Llc (registered 2023-03-06)Mar 2, 2023 · Advisor changed firm · fact
- Justin Pullaro left Columbia Advisory Partners, Llc for Provenance Wealth Advisors (registered 2023-10-17)Jun 30, 2022 · Advisor changed firm · fact
- Patricia Kimberly Smith (Chief Compliance Officer/Owner) appeared on Schedule A of Columbia Advisory Partners, LlcJan 21, 2020 · Control person joined · fact
- Patricia Kimberly Smith (Chief Compliance Officer) no longer on Schedule A of Columbia Advisory Partners, Llc (listed 2019-06-21, absent 2019-06-27)Jun 27, 2019 · Control person left · inference
- Daniel Jeremy Russell (Vice President) appeared on Schedule A of Columbia Advisory Partners, LlcJun 21, 2019 · Control person joined · fact
- Patricia Kimberly Smith (Chief Compliance Officer) appeared on Schedule A of Columbia Advisory Partners, LlcJun 21, 2019 · Control person joined · fact
- Columbia Advisory Partners, Llc filed its initial SEC registration (Form ADV)Apr 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- plan@capnorthwest.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 509-822-3850reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CAPNORTHWESTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- capnorthwest.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 509-822-3850reportedpublic record, Form ADV, Aug 21, 2026
- Contact form
- capnorthwest.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- capnorthwest.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026