DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jay B Howard

Ameriprise Financial Services, LLCnational BDPortage, Mi dual registrantIAPD 5080533

Feed of 09/15/2026

Also filed as Jay Brandon Howard

At current firm

2 y

since Aug 26, 2024

In the industry

20 y

since Mar 11, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Aug 26, 2024 · Birmingham, Mi
Edward Jones national BD
Jul 14, 2023 to Aug 29, 2024 · Dearborn, Mi
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 2, 2019 to Jul 18, 2023 · Bloomfield Hills, Mi
Fifth Third Securities, Inc. BD affiliated
Sep 25, 2017 to Dec 6, 2019 · Detroit, Mi
Resource Horizons Investment Advisory, Inc. former
Aug 30, 2012 to Aug 28, 2014 · Troy, Mi
Leonard And Company former
Oct 23, 2008 to Aug 29, 2012 · Troy, Mi

Moves

a registration end followed by a registration begin elsewhere

Edward Jones to Ameriprise Financial Services, LLC
left Aug 29, 2024, registered Aug 26, 2024 (-3 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Edward Jones
left Jul 18, 2023, registered Jul 14, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank
Fifth Third Securities, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 6, 2019, registered Dec 2, 2019 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Resource Horizons Investment Advisory, Inc. to Fifth Third Securities, Inc.
left Aug 28, 2014, registered Sep 25, 2017 (1124 days) · Other
Leonard And Company to Resource Horizons Investment Advisory, Inc.
left Aug 29, 2012, registered Aug 30, 2012 (1 days) · Other

Signals

Jay B Howard left Edward Jones for Ameriprise Financial Services, Llc (registered 2024-08-26)
Aug 29, 2024 · Advisor changed firm · fact
Jay B Howard left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2023-07-14)
Jul 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address