DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kristie Lynn Waldorf

Arax Advisory PartnersBD affiliatedNew York, Ny dual registrantIAPD 5080548

Feed of 09/14/2026

Also filed as Kristie Lynn Dinda

At current firm

0 y

since Nov 20, 2025

In the industry

19 y

since Jul 8, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Arax Advisory Partners BD affiliated current
since Nov 20, 2025 · Birmingham, Mi
UBS Financial Services Inc. wirehouse
Mar 12, 2018 to Nov 11, 2025 · Troy, Mi
Morgan Stanley wirehouse
Oct 11, 2011 to Mar 5, 2018 · Bloomfield Hills, Mi
Chase Investment Services Corp. former
May 28, 2010 to Aug 22, 2011 · Bloomfield Hills, Mi
Morgan Stanley wirehouse
Jun 1, 2009 to Apr 12, 2010 · Birmingham, Mi
Morgan Stanley & Co. LLC unclassified
Jun 17, 2008 to Jun 1, 2009 · Birmingham, Mi

Moves

a registration end followed by a registration begin elsewhere

UBS Financial Services Inc. to Arax Advisory Partners
left Nov 11, 2025, registered Nov 20, 2025 (9 days) · Wirehouse to independent RIA
Morgan Stanley to UBS Financial Services Inc.
left Mar 5, 2018, registered Mar 12, 2018 (7 days) · Wirehouse to wirehouse · moved with a team
Chase Investment Services Corp. to Morgan Stanley
left Aug 22, 2011, registered Oct 11, 2011 (50 days) · Other
Morgan Stanley to Chase Investment Services Corp.
left Apr 12, 2010, registered May 28, 2010 (46 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Kristie Lynn Waldorf left Ubs Financial Services Inc. for Arax Advisory Partners (registered 2025-11-20)
Nov 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address