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Registered advisor
M•••• L•••• W•••••• H••••••••
Feed of 09/14/2026
Also filed as M•••• L•••• W••••••••• L•••• W••••••••• L•••• W••••••••• L• W• H••••••••
At current firm
8 y
since Oct 19, 2017
In the industry
20 y
since Apr 5, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Oct 19, 2017 · Wilmington, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 15, 2015 to Sep 29, 2017 · Wilmington, Nc
- E•••••••• A•••••••• L•• national BDAug 15, 2013 to May 18, 2015 · Chapel Hill, Nc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 1, 2011 to Jul 18, 2013 · Durham, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 20, 2009 to May 3, 2011 · Durham, Nc
- E•••••••• A•••••••• L•• national BDMay 8, 2006 to Apr 20, 2009 · Raleigh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDApr 6, 2006 to May 4, 2006 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 29, 2017, registered Oct 19, 2017 (20 days) · Other
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left May 18, 2015, registered Jul 15, 2015 (58 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to E•••••••• A•••••••• L••left Jul 18, 2013, registered Aug 15, 2013 (28 days) · Other
- V•••• F•••••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left May 3, 2011, registered Jul 1, 2011 (59 days) · Other
- E•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Apr 20, 2009, registered Apr 20, 2009 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left May 4, 2006, registered May 8, 2006 (4 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address