RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• J• A••••••••
- B•• S••••••••• I••• independent RIA currentsince Jun 28, 2013 · Phoenixville, Pa
- L•• F•••••••• L•• BD affiliatedSep 18, 2012 to Jul 5, 2013 · Wynnewood, Pa
- C••••• A•••••• N••••••• L•• formerMar 17, 2011 to Sep 18, 2012 · King Of Prussia, Pa
- L•• F•••••••• L•• to B•• S••••••••• I•••left Jul 5, 2013, registered Jun 28, 2013 (-7 days) · Other
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Sep 18, 2012, registered Sep 18, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address