RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L••• C••••••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince May 10, 2016 · Brentwood, Tn
- F•••• H•••••••• C••••••••• I••• BD affiliatedSep 3, 2021 to Nov 29, 2021 · Chesterfield, Mo
- H••••• I••••••••• M••••••••• L•• independent RIAMay 31, 2012 to May 10, 2016 · Chesterfield, Mo
- S••••••• C••••••• L•• unclassifiedJul 19, 2007 to May 27, 2008 · St. Peters, Mo
- R••••••••• I••••• A•••••••• L•• unclassifiedJun 19, 2006 to Jul 17, 2007 · St. Peters, Mo
- G•••••• F•••••••• A•••••••• I••• unclassifiedOct 8, 2004 to May 30, 2006 · St. Peters, Mo
- T••••••••• F•••••••• A•••••••• I••• unclassifiedMar 15, 2001 to Feb 13, 2003 · St Louis, Mo
- F•••• H•••••••• C••••••••• I••• to no registered destinationleft Nov 29, 2021 · Departure, no registered destination
- H••••• I••••••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left May 10, 2016, registered May 10, 2016 (0 days) · Other
- S••••••• C••••••• L•• to H••••• I••••••••• M••••••••• L••left May 27, 2008, registered May 31, 2012 (1465 days) · Other
- R••••••••• I••••• A•••••••• L•• to S••••••• C••••••• L••left Jul 17, 2007, registered Jul 19, 2007 (2 days) · Other
- G•••••• F•••••••• A•••••••• I••• to R••••••••• I••••• A•••••••• L••left May 30, 2006, registered Jun 19, 2006 (20 days) · Other
- T••••••••• F•••••••• A•••••••• I••• to G•••••• F•••••••• A•••••••• I•••left Feb 13, 2003, registered Oct 8, 2004 (603 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address