DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Edward Zwiefelhofer

LPL Financial LLCBD affiliatedEau Claire, Widual registrantIAPD 5084315

Feed of 09/14/2026

Also filed as Charles Zwiefelhofer

At current firm

3 y

since Nov 10, 2022

In the industry

20 y

since Mar 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Nov 10, 2022 · Eau Claire, Wi
Great Valley Advisor Group, LLC independent RIA
Oct 12, 2022 to Nov 11, 2022 · Altoona, Wi
Great Valley Advisor Group, LLC independent RIA
Apr 8, 2019 to Oct 11, 2022 · Altoona, Wi
U.S. Bancorp Investments, Inc. former
Apr 29, 2011 to Jan 31, 2018 · Eau Claire, Wi
Wells Fargo Advisors wirehouse
Jan 3, 2011 to May 5, 2011 · Eau Claire, Wi
Wells Fargo Investments, LLC unclassified
Jun 18, 2008 to Jan 3, 2011 · Eau Claire, Wi

Moves

a registration end followed by a registration begin elsewhere

Great Valley Advisor Group, LLC to LPL Financial LLC
left Nov 11, 2022, registered Nov 10, 2022 (-1 days) · RIA to RIA
U.S. Bancorp Investments, Inc. to Great Valley Advisor Group, LLC
left Jan 31, 2018, registered Apr 8, 2019 (432 days) · Other
Wells Fargo Advisors to U.S. Bancorp Investments, Inc.
left May 5, 2011, registered Apr 29, 2011 (-6 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

Charles Edward Zwiefelhofer left Great Valley Advisor Group, Llc for Lpl Financial Llc (registered 2022-11-10)
Nov 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address