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Registered advisor
K•••••• M•••••
Feed of 09/14/2026
Also filed as K•••••• Joy Brodax
At current firm
5 y
since Aug 2, 2021
In the industry
17 y
since Oct 10, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Aug 2, 2021 · Fort Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseJul 12, 2018 to Jul 7, 2021 · Ponte Vedra Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 1, 2017 to Mar 5, 2018 · Melbourne, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 17, 2008 to Feb 10, 2017 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jul 7, 2021, registered Aug 2, 2021 (26 days) · Wirehouse to wirehouse · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Mar 5, 2018, registered Jul 12, 2018 (129 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 10, 2017, registered Feb 1, 2017 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address