L••• H•••• H•••••••

• M••••• S•••••• wirehouse current
  since Jul 10, 2013 · Dallas, Tx
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Dec 9, 2011 to Jun 5, 2013 · Dallas, Tx
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jan 3, 2012 · Dallas, Tx
• M••••• S•••••• • C•• L•• unclassified
  Feb 4, 2008 to Jun 1, 2009 · Dallas, Tx

• R••••• W• B•••• • C•• I••••••••• to M••••• S••••••
  left Jun 5, 2013, registered Jul 10, 2013 (35 days) · Other
• M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••
  left Jan 3, 2012, registered Dec 9, 2011 (-25 days) · Other
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address