RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Constance Ann Etter
- Business email
- cetter@centennialsec.comreportedcentennialsec.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Centennial Securities Company Inc independent RIA currentsince Nov 15, 2019 · Chicago, Il
- B Riley Wealth Management formerJul 16, 2013 to Dec 9, 2019 · Chicago, Il
- David A. Noyes & Company formerApr 9, 2009 to Jul 16, 2013 · Chicago, Il
- UBS Financial Services Inc. wirehouseMar 29, 2006 to Apr 23, 2009 · Chicago, Il
- B Riley Wealth Management to Centennial Securities Company Incleft Dec 9, 2019, registered Nov 15, 2019 (-24 days) · Affiliated broker-dealer or bank to independent RIA
- David A. Noyes & Company to B Riley Wealth Managementleft Jul 16, 2013, registered Jul 16, 2013 (0 days) · Other
- UBS Financial Services Inc. to David A. Noyes & Companyleft Apr 23, 2009, registered Apr 9, 2009 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address