G•••••• A•••• R••••••

• P•• W••••• M••••••••• BD affiliated current
  since Oct 5, 2022 · Lyndhurst, Oh
• E•••••••• A•••••••• L•• national BD
  Jul 3, 2018 to Oct 7, 2022 · Willoughby, Oh
• C••••••• S••••••••• I••• BD affiliated
  Sep 15, 2014 to Jul 2, 2018 · University Heights, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Jun 19, 2012 to Sep 15, 2014 · Cleveland, Oh

• E•••••••• A•••••••• L•• to P•• W••••• M•••••••••
  left Oct 7, 2022, registered Oct 5, 2022 (-2 days) · Affiliated broker-dealer or bank to another
• C••••••• S••••••••• I••• to E•••••••• A•••••••• L••
  left Jul 2, 2018, registered Jul 3, 2018 (1 days) · Affiliated broker-dealer or bank to another
• F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••
  left Sep 15, 2014, registered Sep 15, 2014 (0 days) · Other

• ••• Locked
  Oct 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address