RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• i••••••••• manager currentsince Dec 12, 2025 · Overland Park, Ks
- P•••••••• S••••••••• I••• BD affiliatedAug 1, 2022 to Oct 20, 2025 · Atlanta, Ga
- I•• G••••• I••• i••••••••• managerNov 25, 2019 to Jun 15, 2021 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedDec 9, 2013 to Sep 9, 2015 · Greensboro, Nc
- B••• I••••••••• I••••••••• A•••••••• I••• formerMar 15, 2011 to Aug 14, 2013 · Greenville, Sc
- B••• A•••• M••••••••• I••• unclassifiedFeb 1, 2006 to Nov 9, 2010 · Greensboro, Nc
- P•••••••• S••••••••• I••• to O•••••••••left Oct 20, 2025, registered Dec 12, 2025 (53 days) · Other
- I•• G••••• I••• to P•••••••• S••••••••• I•••left Jun 15, 2021, registered Aug 1, 2022 (412 days) · Other
- L•• F•••••••• L•• to I•• G••••• I•••left Sep 9, 2015, registered Nov 25, 2019 (1538 days) · Other
- B••• I••••••••• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 14, 2013, registered Dec 9, 2013 (117 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• I••••••••• A•••••••• I•••left Nov 9, 2010, registered Mar 15, 2011 (126 days) · Other
- A•• C•••••••• S•••• left P•••••••• S••••••••• I••• for Onedigital (registered 2025-12-12)Oct 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address